Mr. Felsher joined DFG in 2019 as Compliance Associate. His responsibilities include maintaining and enhancing policies & procedures, conducting relevant testing, reviewing marketing materials, and managing the firm’s regulatory filing processes. Prior to joining DFG, he spent over 3 years in a Compliance role at Family Management Corp (“FMC”), a Registered Investment Adviser serving families and high net worth individuals, with an affiliated broker/dealer. Prior to FMC, Mr. Felsher served as an operations specialist at USI Consulting Group, a premier provider of defined contribution and defined benefit plan consulting.
Mr. Felsher received a Bachelor’s degree in Economics from the University of Connecticut.